| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2019-02-01 | - |
| UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2018-09-21 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | Dealing in securities | 2018-09-21 | - |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-11-06 | - |
| Rep | Dealing in securities | 2017-11-06 | 2018-09-21 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-11-06 | - |
| Rep | Dealing in securities | 2017-11-06 | 2018-09-21 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-09-09 | 2016-01-21 |
| Rep | Dealing in securities | 2015-09-09 | 2016-01-21 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-24 | 2015-05-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-01 | 2015-05-27 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-06-01 | 2015-05-27 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-01 | 2010-08-24 |