| Alpine Investment Management Limited | RO | Asset management | 2022-10-03 | - |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2018-11-28 | 2022-03-16 |
| Hong Capital Partners Limited | RO | Asset management | 2018-06-08 | 2018-11-12 |
| Optimas Capital Limited | RO | Advising on securities | 2017-08-04 | 2018-05-25 |
| RO | Dealing in securities | 2017-08-04 | 2018-05-25 |
| Rep | Asset management | 2016-10-27 | 2018-05-25 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2014-07-10 | 2016-07-16 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2014-03-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-05-19 | 2014-03-22 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-05-19 | 2014-03-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2010-08-20 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-03-19 | 2010-05-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-03-19 | 2010-05-11 |