Personnel Hong Kong SFC License Details (ID 87581)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	RO	Dealing in securities	2019-08-21	-
	Rep	Dealing in futures contracts	2014-04-22	-
	Rep	Dealing in securities	2014-04-22	2019-08-21
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2008-11-25	2013-10-25
	Rep	Dealing in securities	2007-04-23	2018-12-19
FOX-PITT, KELTON (ASIA) LIMITED	RO	Dealing in securities	2006-03-28	2006-05-07
	Rep	Dealing in securities	2005-05-17	2006-03-28