| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-05-07 | 2019-09-12 |
| Rep | Dealing in securities | 2014-05-07 | 2019-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-07-04 | 2014-02-11 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-07-04 | 2014-02-11 |
| Rep | Dealing in securities | 2011-07-04 | 2014-02-11 |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on futures contracts | 2010-06-07 | 2011-03-10 |
| RO | Dealing in futures contracts | 2010-06-07 | 2011-03-10 |
| Rep | Dealing in futures contracts | 2004-06-24 | 2010-06-07 |
| DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-06-02 | 2004-06-24 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-06-02 | 2011-03-10 |
| Rep | Advising on corporate finance | - | 2003-04-25 |
| Rep | Advising on securities | - | 2003-04-25 |
| Rep | Asset management | - | 2003-04-25 |
| Rep | Dealing in securities | - | 2003-04-25 |