Webb-site Legacy

Gerard, Alban Xavier Jacques

SFC ID:AQK102

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2022-08-19	-
	Rep	Advising on securities	2022-08-19	-
	Rep	Dealing in securities	2022-08-19	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2022-08-19	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-10-06	2015-08-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2014-10-06	2015-08-14
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2014-07-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-01-29	2014-07-05
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-01-29	2014-07-05
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-29	2010-08-20