| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-11-27 | 2019-11-29 |
| Credit Suisse (Hong Kong) Limited | RO | Dealing in futures contracts | 2016-10-26 | 2017-07-18 |
| RO | Dealing in securities | 2016-10-26 | 2017-07-18 |
| Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2016-10-26 | 2017-07-18 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-08-04 | 2016-10-26 |
| Rep | Dealing in securities | 2014-08-04 | 2016-10-26 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-08-04 | 2016-10-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-05-20 | 2014-05-22 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-05-20 | 2014-05-22 |
| Rep | Dealing in securities | 2011-05-20 | 2014-05-22 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-17 | 2011-03-30 |
| Rep | Dealing in securities | 2007-08-17 | 2011-03-30 |