| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2025-12-12 | - |
| Rep | Dealing in securities | 2025-12-12 | - | |
| Capstone Investment Advisors (HK) Limited | RO | Asset management | 2023-11-20 | 2025-10-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2021-10-18 | 2023-09-13 |
| RO | Dealing in securities | 2021-10-18 | 2023-09-13 | |
| Rep | Dealing in futures contracts | 2013-09-04 | 2021-10-18 | |
| Rep | Dealing in securities | 2013-09-04 | 2021-10-18 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-05-16 | 2013-06-04 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-05-16 | 2013-06-04 |
| Rep | Dealing in securities | 2011-05-16 | 2013-06-04 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-25 | 2008-03-15 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-05-25 | 2008-03-15 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2008-03-15 |
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