Personnel Hong Kong SFC License Details (ID 87598)

Personnel Hong Kong SFC License Details (ID 87598)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on corporate finance	2016-10-19	2020-12-03
	Rep	Advising on securities	2016-10-19	2020-12-03
	Rep	Dealing in securities	2016-10-19	2020-12-03
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2012-11-13	2015-05-22
	Rep	Advising on securities	2012-11-13	2015-05-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2012-11-13	2015-05-22
	Rep	Advising on securities	2012-11-13	2015-05-22
	Rep	Dealing in securities	2012-11-13	2015-05-22
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-04-01	2015-05-22