| BlueCrest Capital Management (Hong Kong) Limited | Rep | Asset management | 2014-09-24 | 2017-03-31 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-02-12 | 2014-05-16 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-02-12 | 2014-05-16 |
| Segantii Capital Management Limited | Rep | Asset management | 2012-03-19 | 2013-02-02 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2012-02-20 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-22 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-04-08 | 2012-02-20 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-04-08 | 2012-02-20 |
| Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-09-01 | 2008-04-01 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-08-02 | 2006-07-07 |
| Rep | Dealing in securities | 2004-08-02 | 2006-07-07 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | - | 2004-07-06 |
| Rep | Asset management | - | 2004-07-06 |
| Rep | Dealing in futures contracts | - | 2004-07-06 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2004-07-06 |
| Rep | Advising on futures contracts | - | 2004-07-06 |
| Rep | Advising on securities | - | 2004-07-06 |
| Rep | Asset management | - | 2004-07-06 |
| Rep | Dealing in futures contracts | - | 2004-07-06 |
| Rep | Dealing in securities | - | 2004-07-06 |