Personnel Hong Kong SFC License Details (ID 87615)

Personnel Hong Kong SFC License Details (ID 87615)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCEANVAST CAPITAL LIMITED (b2016-11-16)	Rep	Asset management	2021-01-26	2022-01-19
	RO	Advising on securities	2020-11-23	2022-01-19
Equities First Holdings Hong Kong Limited	RO	Dealing in securities	2019-06-26	2020-02-29
	Rep	Dealing in securities	2019-04-11	2019-06-26
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-26	2019-03-29
	Rep	Dealing in securities	2018-10-26	2019-03-29
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-10-31	2013-11-09
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-31	2013-11-09
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-03-01	2013-11-09
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-03-01	2010-08-31
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-03-15	2007-09-19
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-03-15	2007-09-19