Personnel Hong Kong SFC License Details (ID 87618)

Personnel Hong Kong SFC License Details (ID 87618)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Renaissance Securities (Hong Kong) Limited	RO	Advising on corporate finance	2018-02-26	2023-05-31
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2012-02-14	2017-03-15
	RO	Advising on securities	2012-02-14	2017-03-15
	RO	Dealing in securities	2012-02-14	2017-03-15
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2012-02-14	2017-03-15
	RO	Advising on securities	2012-02-14	2017-03-15
	RO	Dealing in securities	2012-02-14	2017-03-15
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-04-24	2012-02-14
	Rep	Advising on securities	2007-04-24	2012-02-14
	Rep	Dealing in securities	2007-04-24	2012-02-14
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-04-24	2012-02-14
	Rep	Advising on securities	2007-04-24	2012-02-14
	Rep	Dealing in securities	2007-04-24	2012-02-14
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-04-14	2007-03-14
	Rep	Advising on corporate finance	2004-06-02	2007-03-14
	Rep	Advising on securities	2004-06-02	2007-03-14
Credit Suisse Securities (Hong Kong) Limited	Rep	Asset management	-	2003-05-20
	Rep	Advising on corporate finance	-	2003-07-26
	Rep	Advising on securities	-	2003-07-26