Personnel Hong Kong SFC License Details (ID 87619)

Personnel Hong Kong SFC License Details (ID 87619)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-03	2013-09-12
	Rep	Dealing in securities	2010-10-14	2013-09-12
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-10-14	2013-09-12
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-11-03	2010-10-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-11-03	2010-10-01
	Rep	Dealing in securities	2009-11-03	2010-10-01
	Rep	Dealing in securities	2003-10-16	2006-07-21
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-10
	Rep	Advising on securities	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Providing automated trading services	-	2003-10-10
	Rep	Dealing in securities	-	2006-07-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Advising on futures contracts	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Dealing in futures contracts	-	2006-07-21