Personnel Hong Kong SFC License Details (ID 87622)

Personnel Hong Kong SFC License Details (ID 87622)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Raffles Assets Management (HK) Co. Limited	Rep	Asset management	2020-12-21	2026-03-06
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2018-01-12	2019-06-29
	Rep	Dealing in futures contracts	2018-01-12	2019-06-29
	Rep	Advising on securities	2017-08-14	2019-06-29
	Rep	Dealing in securities	2017-08-14	2019-06-29
	Rep	Advising on securities	2014-09-22	2016-10-01
	Rep	Dealing in securities	2014-09-22	2016-10-01
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-04-06	2013-08-31