| Nice Talent Asset Management Limited | Rep | Advising on securities | 2021-05-18 | 2021-05-31 |
| Rep | Asset management | 2021-05-18 | 2021-05-31 |
| CAIIS Limited | Rep | Advising on securities | 2016-03-10 | 2018-02-01 |
| Rep | Dealing in securities | 2016-03-10 | 2018-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-10-24 | 2013-05-25 |
| Rep | Dealing in securities | 2010-11-22 | 2013-05-25 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-11-22 | 2013-05-25 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2010-11-01 | 2010-11-01 |
| Rep | Advising on securities | 2010-11-01 | 2010-11-01 |
| Rep | Dealing in futures contracts | 2010-11-01 | 2010-11-01 |
| Rep | Dealing in securities | 2010-11-01 | 2010-11-01 |
| FT Securities Limited | Rep | Advising on futures contracts | 2009-01-02 | 2010-10-31 |
| Rep | Dealing in futures contracts | 2008-12-11 | 2010-10-31 |
| Rep | Dealing in securities | 2008-12-11 | 2010-10-31 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-11-25 | 2008-12-03 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2008-11-25 | 2008-12-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-08-04 | 2008-10-01 |
| Rep | Leveraged foreign exchange trading | 2006-08-04 | 2008-10-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-04 | 2008-10-01 |
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-04-08 | 2005-09-12 |