Personnel SFC Licences and HKMA Registrations (ID 87645)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
APG ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2026-01-29	-
	RO	Asset management	2026-01-29	-
	Rep	Advising on securities	2014-03-24	2026-01-29
	Rep	Asset management	2014-03-24	2026-01-29
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-01-06	2014-03-01
	Rep	Advising on securities	2010-01-06	2014-03-01
	Rep	Dealing in securities	2010-01-06	2014-03-01
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-01-06	2014-03-01
	Rep	Advising on securities	2010-01-06	2014-03-01
	Rep	Dealing in securities	2010-01-06	2014-03-01
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-05-15	2009-03-05
	Rep	Advising on securities	2008-05-15	2009-03-05
	Rep	Dealing in securities	2008-05-15	2009-03-05
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-05-15	2009-03-05
	Rep	Advising on securities	2008-05-15	2009-03-05
	Rep	Dealing in securities	2008-05-15	2009-03-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.