Personnel Hong Kong SFC License Details (ID 87649)

Personnel Hong Kong SFC License Details (ID 87649)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2023-03-20	-
	RO	Dealing in securities	2023-03-20	-
	Rep	Dealing in futures contracts	2017-06-05	2023-03-20
	Rep	Dealing in securities	2017-06-05	2023-03-20
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-02	2017-03-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-07-26	2017-03-03
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-07-26	2017-03-03
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-26	2010-09-02