Webb-site Legacy

Jain, Pankaj (SFC:AWN126)

SFC ID:AWN126

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2025-07-09	-
	Rep	Advising on securities	2025-07-09	-
	Rep	Dealing in futures contracts	2025-07-09	-
	Rep	Dealing in securities	2025-07-09	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2020-04-17	2025-05-09
	Rep	Dealing in securities	2020-04-17	2025-05-09
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2016-07-07	2019-11-22
	Rep	Dealing in securities	2016-07-07	2019-11-22
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-12-10	2016-04-23
	Rep	Dealing in securities	2014-12-10	2016-04-23
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2011-01-04	2014-09-17
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-01-04	2014-09-17
	Rep	Dealing in securities	2011-01-04	2014-09-17