Personnel Hong Kong SFC License Details (ID 87651)

Personnel Hong Kong SFC License Details (ID 87651)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2022-05-27	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2021-06-22	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2013-01-21	2021-06-22
	Rep	Advising on securities	2013-01-21	2021-06-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2013-01-21	2021-06-22
	Rep	Advising on securities	2013-01-21	2021-06-22
	Rep	Dealing in futures contracts	2010-08-20	2018-03-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-08-17	2022-02-25
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-08-17	-
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-08-17	2010-08-20