Personnel SFC Licences and HKMA Registrations (ID 87654)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2023-05-29	-
	RO	Dealing in securities	2023-05-29	-
	Rep	Advising on securities	2022-03-15	2023-05-29
	Rep	Dealing in securities	2022-03-15	2023-05-29
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2007-10-22	2013-10-25
	Rep	Dealing in securities	2005-09-14	2020-09-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.