Personnel Hong Kong SFC License Details (ID 87657)

Personnel Hong Kong SFC License Details (ID 87657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2020-12-10	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-08-03	2015-08-07
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-08-03	2015-08-07
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-05-04	2015-05-06
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-05-04	2015-05-06
	Rep	Dealing in futures contracts	2010-08-20	2013-04-25
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-06-14	2013-04-25
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-06-14	2010-08-20