Personnel Hong Kong SFC License Details (ID 87659)

Personnel Hong Kong SFC License Details (ID 87659)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
L.V. Continuum & Co Limited	RO	Advising on securities	2022-05-16	-
	RO	Dealing in securities	2022-05-16	2023-06-30
	RO	Asset management	2020-09-02	-
Continuum Capital Limited	RO	Asset management	2013-03-07	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-18	2012-01-26
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-10	2012-01-26
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-11-10	2010-09-10
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-04-01	2003-11-06
	Rep	Advising on securities	2003-04-01	2003-11-06
	Rep	Asset management	2003-04-01	2003-11-06
	Rep	Providing automated trading services	2003-04-01	2003-11-06
	Rep	Dealing in securities	2003-04-01	2012-01-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-04-01	2003-11-06
	Rep	Advising on securities	2003-04-01	2003-11-06
	Rep	Asset management	2003-04-01	2003-11-06
	Rep	Dealing in securities	2003-04-01	2003-11-06