Personnel Hong Kong SFC License Details (ID 87663)

Personnel Hong Kong SFC License Details (ID 87663)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2017-04-11
	Rep	Dealing in securities	2015-09-29	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-09-29	2017-04-11
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-09-29	2016-06-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2015-03-31	2015-09-20
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2015-03-31	2015-09-20
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2014-02-11
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-08-17	2014-02-11
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-08-17	2014-02-11
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-08-17	2010-08-20