Webb-site Legacy

Kim, Dennis Ji Nam

SFC ID:APL053

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2008-04-21	2016-03-08
Merrill Lynch Far East Limited	Rep	Advising on securities	2008-04-21	2016-03-08
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-03-28	2016-03-08
	Rep	Dealing in securities	2008-03-28	2016-03-08
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-03-28	2016-03-08
	Rep	Dealing in securities	2008-03-28	2016-03-08
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2007-08-20	2008-02-04
	Rep	Dealing in securities	2007-08-20	2008-02-04
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2007-08-20	2008-02-04