Personnel Hong Kong SFC License Details (ID 87675)

Personnel Hong Kong SFC License Details (ID 87675)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2014-06-25	2018-11-01
	Rep	Dealing in futures contracts	2010-09-06	2021-10-13
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-07-12	2021-10-13
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-07-12	2021-10-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-12	2010-09-06
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-02-20	2010-04-09
	Rep	Dealing in futures contracts	2009-02-20	2010-04-09
	Rep	Dealing in securities	2009-02-20	2010-04-09