| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2017-04-03 | 2017-04-07 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2017-04-03 | 2017-04-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-11-30 | 2016-12-07 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-11-30 | 2016-12-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-11-03 | 2015-02-03 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-11-03 | 2015-02-03 |
| Rep | Dealing in securities | 2014-11-03 | 2015-02-03 |
| Rep | Dealing in futures contracts | 2010-10-05 | 2012-10-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-08-23 | 2012-10-03 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-23 | 2010-12-16 |