Personnel Hong Kong SFC License Details (ID 87681)

Personnel Hong Kong SFC License Details (ID 87681)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-06-20	-
	Rep	Advising on securities	2011-06-20	-
	Rep	Dealing in securities	2011-06-20	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-06-20	2024-03-04
	Rep	Advising on securities	2011-06-20	2024-03-04
	Rep	Dealing in securities	2011-06-20	2024-03-04
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2003-05-10
	Rep	Advising on securities	2003-04-01	2003-05-10
	Rep	Asset management	2003-04-01	2003-05-10
	Rep	Dealing in securities	2003-04-01	2003-05-10