Webb-site Legacy

Kuan, Bernhard 關弘毅

SFC ID:AIU443

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-04-03	2018-01-18
	Rep	Dealing in securities	2014-04-03	2019-01-12
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-10-19	2014-02-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-31	2014-02-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-09-15	2010-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-09-10	2014-02-08
LLOYDS TSB PACIFIC LIMITED	Rep	Asset management	2004-06-05	2004-09-06
	Rep	Advising on securities	2004-01-12	2004-09-06
	Rep	Dealing in securities	2003-04-14	2004-09-06