Personnel Hong Kong SFC License Details (ID 87686)

Personnel Hong Kong SFC License Details (ID 87686)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2009-12-23	2012-04-25
	Rep	Advising on securities	2009-12-23	2012-04-25
	Rep	Dealing in securities	2009-12-23	2012-04-25
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2009-12-23	2012-04-25
	Rep	Advising on securities	2009-12-23	2012-04-25
	Rep	Dealing in securities	2009-12-23	2012-04-25
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-05-14	2007-07-24
	Rep	Advising on securities	2007-05-14	2007-07-24
	Rep	Dealing in securities	2007-05-14	2007-07-24
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-05-14	2007-07-24
	Rep	Advising on securities	2007-05-14	2007-07-24
	Rep	Dealing in securities	2007-05-14	2007-07-24