Personnel Hong Kong SFC License Details (ID 87691)

Personnel Hong Kong SFC License Details (ID 87691)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2014-01-07	2016-12-05
	RO	Advising on securities	2014-01-07	2016-12-05
	RO	Dealing in securities	2014-01-07	2016-12-05
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2014-01-07	2016-12-05
	RO	Advising on securities	2014-01-07	2016-12-05
	RO	Dealing in securities	2014-01-07	2016-12-05
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-05-28	2014-01-07
	Rep	Advising on securities	2007-05-28	2014-01-07
	Rep	Dealing in securities	2007-05-28	2014-01-07
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-05-28	2014-01-07
	Rep	Advising on securities	2007-05-28	2014-01-07
	Rep	Dealing in securities	2007-05-28	2014-01-07
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2005-04-14	2007-04-12
	Rep	Advising on corporate finance	2004-07-19	2007-04-12
	Rep	Dealing in securities	2004-07-19	2007-04-12
	Rep	Advising on corporate finance	2003-09-10	2004-04-27
	Rep	Advising on securities	2003-09-10	2004-04-27