Personnel Hong Kong SFC License Details (ID 87709)

Personnel Hong Kong SFC License Details (ID 87709)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-03-29	-
	Rep	Dealing in securities	2023-03-29	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2021-10-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-16	2010-09-06
Merrill Lynch Far East Limited	Rep	Dealing in securities	2006-11-15	2021-10-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-02-07	2021-10-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-02-07	2006-11-10