Personnel Hong Kong SFC License Details (ID 87713)

Personnel Hong Kong SFC License Details (ID 87713)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Chocolate Asset Management Limited	RO	Asset management	2017-09-04	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-10-05	2015-06-16
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-08-24	2015-06-16
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-08-24	2010-12-16
Minerva Capital Management Limited	RO	Asset management	2009-06-19	2010-02-24
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-04-15	2009-05-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-04-15	2009-05-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2004-09-25
	Rep	Advising on securities	2003-04-01	2004-09-25
	Rep	Asset management	2003-04-01	2004-09-25
	Rep	Dealing in securities	2003-04-01	2004-09-25
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-09-25
	Rep	Asset management	2003-04-01	2004-09-25
	Rep	Dealing in futures contracts	2003-04-01	2004-09-25