Personnel Hong Kong SFC License Details (ID 87717)

Personnel Hong Kong SFC License Details (ID 87717)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUSQUEHANNA HONG KONG LIMITED	Rep	Asset management	2026-01-15	-
	Rep	Dealing in securities	2026-01-15	-
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2019-10-11	2025-11-28
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2014-04-01
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-04-08	2014-04-01
	Rep	Dealing in securities	2007-11-01	2014-04-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-11-01	2010-09-06