Personnel Hong Kong SFC License Details (ID 87718)

Personnel Hong Kong SFC License Details (ID 87718)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	RO	Advising on corporate finance	2021-02-17	2022-05-12
	RO	Advising on securities	2021-02-17	2022-05-12
	RO	Dealing in securities	2021-02-17	2022-05-12
	Rep	Advising on corporate finance	2013-10-22	2021-02-17
	Rep	Advising on securities	2013-10-22	2021-02-17
	Rep	Dealing in securities	2013-10-22	2021-02-17
ISOLA CAPITAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2013-08-08	2013-08-28
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-08-02	2012-05-24
	Rep	Advising on securities	2010-08-02	2012-05-24
	Rep	Dealing in securities	2010-08-02	2012-05-24
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-08-02	2012-05-24
	Rep	Advising on securities	2010-08-02	2012-05-24
	Rep	Dealing in securities	2010-08-02	2012-05-24