Personnel Hong Kong SFC License Details (ID 87725)

Personnel Hong Kong SFC License Details (ID 87725)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2022-10-07	-
	Rep	Advising on corporate finance	2015-10-19	2022-10-07
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-08-19	2015-06-26
	Rep	Advising on securities	2008-08-19	2015-06-26
	Rep	Dealing in securities	2008-08-19	2015-06-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-08-19	2015-06-26
	Rep	Advising on securities	2008-08-19	2015-06-26
	Rep	Dealing in securities	2008-08-19	2015-06-26