Personnel Hong Kong SFC License Details (ID 87732)

Personnel Hong Kong SFC License Details (ID 87732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-05-03	2015-03-24
	Rep	Dealing in securities	2013-05-03	2015-03-24
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-26	2012-05-15
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-10-24	2010-08-26
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-10-18	2012-05-15
Merrill Lynch Far East Limited	Rep	Dealing in securities	2006-10-18	2012-05-15
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-06-02	2006-08-29