Personnel Hong Kong SFC License Details (ID 87736)

Personnel Hong Kong SFC License Details (ID 87736)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2022-06-09	-
	Rep	Dealing in securities	2022-06-09	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-02-20	2022-05-26
	Rep	Dealing in securities	2016-02-22	2022-05-26
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2012-06-01	2015-12-23
	Rep	Dealing in securities	2012-06-01	2015-12-23
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-10-05	2012-03-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-08-02	2010-12-16
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-04-08	2010-08-01
	Rep	Dealing in securities	2008-07-04	2012-03-20
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-07-04	2012-03-20