Personnel Hong Kong SFC License Details (ID 87737)

Personnel Hong Kong SFC License Details (ID 87737)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-06	2016-09-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-02-14	2016-09-28
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-02-14	2016-09-28
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-02-14	2010-09-06
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2005-11-23	2007-01-15
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-01-21
	Rep	Advising on securities	-	2004-01-21
	Rep	Asset management	-	2004-01-21
	Rep	Dealing in securities	-	2005-08-06