Personnel Hong Kong SFC License Details (ID 87755)

Personnel Hong Kong SFC License Details (ID 87755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN ASSETS (ASIA) LIMITED	RO	Asset management	2023-05-19	-
	RO	Advising on securities	2022-11-21	-
	RO	Dealing in securities	2022-11-21	-
	Rep	Asset management	2022-11-21	2023-05-19
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2016-08-15	-
	RO	Dealing in securities	2016-08-15	-
	Rep	Advising on securities	2012-03-22	2016-08-15
	Rep	Dealing in securities	2012-03-22	2016-08-15
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-12-23	2011-09-26