Personnel Hong Kong SFC License Details (ID 87777)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Aqua Capital Strategy Limited	Rep	Advising on securities	2026-08-12	-
	Rep	Asset management	2026-08-12	-
	Rep	Dealing in securities	2026-08-12	-
	RO	Advising on securities	2024-12-30	2026-08-12
	RO	Asset management	2024-12-30	2026-08-12
	RO	Dealing in securities	2024-12-30	2026-08-12
	Rep	Advising on securities	2024-10-31	2024-12-30
	Rep	Dealing in securities	2024-10-31	2024-12-30
CEB International Capital Corporation Limited	RO	Advising on corporate finance	2015-12-22	2024-08-20
	RO	Advising on securities	2015-12-22	2024-08-20
	RO	Dealing in securities	2015-12-22	2024-08-20
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-07-27	2015-09-18
	Rep	Asset management	2015-07-27	2015-09-18
	Rep	Dealing in securities	2015-07-27	2015-09-18
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2012-04-26	2015-04-15
	RO	Advising on securities	2012-04-26	2015-04-15
	RO	Dealing in securities	2012-04-26	2015-04-15
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2012-04-26	2015-04-15
	RO	Advising on securities	2012-04-26	2015-04-15
	RO	Dealing in securities	2012-04-26	2015-04-15
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2006-07-06	2012-04-26
	Rep	Advising on securities	2006-07-06	2012-04-26
	Rep	Dealing in securities	2006-07-06	2012-04-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2006-07-06	2012-04-26
	Rep	Advising on securities	2006-07-06	2012-04-26
	Rep	Dealing in securities	2006-07-06	2012-04-26