Personnel Hong Kong SFC License Details (ID 87784)

Personnel Hong Kong SFC License Details (ID 87784)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2020-04-16	-
	RO	Dealing in securities	2020-04-16	-
	Rep	Advising on corporate finance	2017-07-03	2020-04-16
	Rep	Dealing in securities	2017-07-03	2020-04-16
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-02-23	2017-03-30
	Rep	Advising on securities	2010-02-23	2017-03-30
	Rep	Dealing in securities	2010-02-23	2017-03-30
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-02-23	2017-03-30
	Rep	Advising on securities	2010-02-23	2017-03-30
	Rep	Dealing in securities	2010-02-23	2017-03-30
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2009-04-23	2010-02-16
	Rep	Dealing in securities	2009-04-23	2010-02-16