Personnel Hong Kong SFC License Details (ID 87790)

Personnel Hong Kong SFC License Details (ID 87790)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2018-07-05	-
	Rep	Dealing in securities	2018-07-05	-
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2013-12-20	2017-01-31
	Rep	Advising on securities	2013-12-20	2017-01-31
	Rep	Dealing in securities	2013-12-20	2017-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2011-06-07	2013-09-10
	Rep	Advising on securities	2011-06-07	2013-09-10
	Rep	Dealing in securities	2011-06-07	2013-09-10
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2011-06-07	2013-09-10
	Rep	Advising on securities	2011-06-07	2013-09-10
	Rep	Dealing in securities	2011-06-07	2013-09-10