| Cedarmont Partners Limited | RO | Advising on securities | 2025-11-10 | - |
| RO | Asset management | 2025-11-10 | - |
| RO | Dealing in securities | 2025-11-10 | - |
| DAINTREE PARTNERS LIMITED | RO | Advising on securities | 2019-04-02 | 2025-07-31 |
| RO | Asset management | 2019-04-02 | 2025-07-31 |
| RO | Dealing in securities | 2019-04-02 | 2025-07-31 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2018-12-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2012-10-25 | 2018-12-06 |
| Rep | Dealing in securities | 2012-10-25 | 2018-12-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-10-25 | 2016-10-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-11-03 | 2012-08-11 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-03 | 2012-08-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-07-11 | 2012-08-11 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-07-11 | 2010-09-03 |