Personnel Hong Kong SFC License Details (ID 87802)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-30	2024-06-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-07	2013-01-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-11-19	2013-01-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-03-15	2013-01-19
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-03-15	2010-11-19