Personnel Hong Kong SFC License Details (ID 87806)

Personnel Hong Kong SFC License Details (ID 87806)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Advising on securities	2020-11-13	-
	Rep	Asset management	2020-11-13	-
	Rep	Dealing in securities	2020-11-13	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-10	2013-07-13
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-08	2013-07-13
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-11-10	2010-09-08
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-16
	Rep	Advising on securities	2003-04-01	2003-10-16
	Rep	Asset management	2003-04-01	2003-10-16
	Rep	Providing automated trading services	2003-04-01	2003-10-16
	Rep	Dealing in securities	2003-04-01	2013-07-13