| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2020-11-13 | - |
| Rep | Asset management | 2020-11-13 | - | |
| Rep | Dealing in securities | 2020-11-13 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-11-10 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2013-07-13 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-11-10 | 2010-09-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-16 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-16 | |
| Rep | Asset management | 2003-04-01 | 2003-10-16 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-16 | |
| Rep | Dealing in securities | 2003-04-01 | 2013-07-13 |
No HKMA registrations in the collected records.