Personnel Hong Kong SFC License Details (ID 87826)

Personnel Hong Kong SFC License Details (ID 87826)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2024-10-07	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2024-09-02	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2016-08-03	2024-05-30
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2010-08-23	2013-10-30
	Rep	Dealing in securities	2010-08-23	2016-05-03
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-11-09	2010-07-23
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2009-11-09	2010-07-23