Lo, Yin (SFC:ALR886) 盧彥

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2014-05-27	-
	RO	Advising on securities	2014-05-27	-
	RO	Dealing in securities	2014-05-27	-
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2014-05-27	2024-02-26
	RO	Advising on securities	2014-05-27	2024-02-26
	RO	Dealing in securities	2014-05-27	2024-02-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-02-07	2014-05-27
	Rep	Advising on securities	2005-02-07	2014-05-27
	Rep	Dealing in securities	2005-02-07	2014-05-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-02-07	2014-05-27
	Rep	Advising on securities	2005-02-07	2014-05-27
	Rep	Dealing in securities	2005-02-07	2014-05-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.