Personnel Hong Kong SFC License Details (ID 87831)

Personnel Hong Kong SFC License Details (ID 87831)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wisdom Asset Management Limited (HK)	Rep	Asset management	2021-01-20	-
	Rep	Advising on securities	2020-11-16	-
	Rep	Dealing in securities	2020-11-16	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-11-08	2013-09-07
	Rep	Asset management	2003-04-01	2005-01-25
	Rep	Advising on corporate finance	2003-04-01	2005-03-23
	Rep	Advising on securities	2003-04-01	2005-03-23
	Rep	Providing automated trading services	2003-04-01	2005-03-23
	Rep	Dealing in securities	2003-04-01	2013-09-07