Personnel Hong Kong SFC License Details (ID 87850)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mirae Asset Securities (HK) Limited	RO	Dealing in securities	2025-03-18	-
	RO	Dealing in futures contracts	2024-08-14	-
	Rep	Dealing in futures contracts	2019-11-11	2024-08-14
	Rep	Dealing in securities	2019-11-11	2025-03-18
NATIXIS ASIA LIMITED	Rep	Advising on futures contracts	2017-05-17	2019-08-30
	Rep	Advising on securities	2017-05-17	2019-08-30
	Rep	Dealing in futures contracts	2017-05-17	2019-08-30
	Rep	Dealing in securities	2017-05-17	2019-08-30
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2015-12-21	2016-06-03
	Rep	Dealing in futures contracts	2015-12-21	2016-06-03
	Rep	Dealing in securities	2015-12-21	2016-06-03
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2013-03-11	2014-10-04
	Rep	Advising on securities	2013-03-11	2014-10-04
	Rep	Dealing in futures contracts	2013-03-11	2014-10-04
	Rep	Dealing in securities	2013-03-11	2014-10-04
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-07	2012-03-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2010-04-23	2012-03-20
Merrill Lynch Far East Limited	Rep	Dealing in securities	2010-04-23	2012-03-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-04-23	2010-09-07
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2007-08-07	2009-12-01
	Rep	Dealing in futures contracts	2007-08-07	2009-12-01
	Rep	Dealing in securities	2007-08-06	2009-12-01
	Rep	Providing automated trading services	2006-12-23	2007-05-19
	Rep	Dealing in futures contracts	2006-12-23	2007-05-19
	Rep	Dealing in securities	2006-12-23	2007-05-19