Personnel Hong Kong SFC License Details (ID 87853)

Personnel Hong Kong SFC License Details (ID 87853)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun Asset Management Limited	Rep	Advising on securities	2021-06-07	2022-04-08
	Rep	Dealing in securities	2021-06-07	2022-04-08
	Rep	Asset management	2021-01-26	2022-04-08
	RO	Asset management	2020-06-15	2021-01-26
	RO	Dealing in securities	2016-09-22	2021-06-07
	Rep	Asset management	2016-09-08	2020-06-15
	RO	Advising on securities	2016-03-03	2021-06-07
Merrill Lynch Far East Limited	Rep	Dealing in securities	2014-08-18	2015-03-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2011-09-02	2014-08-18
	Rep	Dealing in securities	2011-09-02	2015-03-24
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2011-09-02	2015-03-24
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2009-06-05	2011-07-23
FIL Investment Advisors	Rep	Advising on securities	2005-07-18	2011-07-23
	Rep	Asset management	2005-07-18	2011-07-23
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-18	2011-07-23
	Rep	Asset management	2005-07-18	2011-07-23