Personnel Hong Kong SFC License Details (ID 87864)

Personnel Hong Kong SFC License Details (ID 87864)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-12-19	2021-07-02
	Rep	Dealing in securities	2016-12-19	2021-07-02
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-02	2011-09-20
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-06-02	2011-09-20
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-06-02	2011-09-20
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-02	2010-09-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2006-07-06	2008-04-22
	Rep	Dealing in securities	2006-07-06	2008-04-22